Wang, Anyuan 王安元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2008-04-30 | 2009-06-24 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2023-06-14 | 2023-10-16 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2023-06-14 | 2023-10-16 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-06-29 | 2012-11-07 |
| 5 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-05-15 | 2023-05-19 |
| 6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-05-15 | 2023-05-19 |
| 7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-11-23 | 2013-02-21 | RO | Dealing in securities | 2013-02-21 | 2013-03-23 |
| 8 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2012-12-17 | 2013-03-23 |
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