Wong, Yui Ho 王銳豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-08-02 | 2013-01-01 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-02-15 | 2012-07-01 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2011-02-15 | 2012-07-01 |
| 4 | Duncan Futures Limited | Rep | Dealing in futures contracts | 2020-11-30 | 2021-03-17 | RO | Dealing in futures contracts | 2021-03-17 | 2023-02-24 | RO | Advising on futures contracts | 2021-11-10 | 2023-02-24 |
| 5 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-09-05 | 2011-02-01 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-05 | 2011-02-01 |
| 7 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2007-03-20 | 2007-09-03 | Rep | Dealing in securities | 2007-03-20 | 2007-09-03 |
| 8 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2021-03-17 | 2021-07-13 | RO | Asset management | 2021-03-17 | 2023-02-24 | RO | Dealing in securities | 2021-03-17 | 2023-02-24 | RO | Advising on securities | 2021-07-13 | 2023-02-24 |
| 9 | Mason Securities Limited | Rep | Dealing in securities | 2020-11-30 | 2021-03-17 | Rep | Advising on securities | 2021-03-17 | 2021-07-13 | RO | Asset management | 2021-03-17 | 2023-02-24 | RO | Dealing in securities | 2021-03-17 | 2023-02-24 | RO | Advising on securities | 2021-07-13 | 2023-02-24 |
| 10 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2013-12-20 | 2015-11-10 |
| 11 | Rifa Securities Limited | Rep | Dealing in securities | 2013-12-20 | 2015-11-10 |
| 12 | Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2016-10-17 | 2017-07-28 | Rep | Dealing in securities | 2016-10-17 | 2017-07-28 | Rep | Leveraged foreign exchange trading | 2017-05-10 | 2017-07-28 |
| 13 | Springwell Capital Limited | Rep | Asset management | 2018-11-01 | 2020-01-03 | RO | Asset management | 2020-01-03 | 2020-04-19 |
| 14 | State Arc Asset Management Limited | RO | Advising on securities | 2023-03-01 | RO | Asset management | 2023-03-01 |
| 15 | TFI Asset Management Limited | Rep | Asset management | 2014-07-24 | 2015-11-10 |
| 16 | uSmart Securities Limited | Rep | Asset management | 2020-05-08 | 2020-08-05 |
| 17 | XHK Limited | Rep | Dealing in futures contracts | 2020-09-14 | 2020-10-18 | Rep | Dealing in securities | 2020-09-14 | 2020-10-18 |
| 18 | XinKong International Asset Management Limited | Rep | Asset management | 2013-01-07 | 2013-12-13 |
| 19 | XinKong International Securities Limited | Rep | Dealing in futures contracts | 2013-01-07 | 2013-12-13 | Rep | Dealing in securities | 2013-01-07 | 2013-12-13 |
| 20 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-09-14 | 2018-09-20 |
| 21 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-14 | 2018-09-20 |
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