Yeung, Siu Man (SFC:ABM704) 楊紹文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2007-09-28 | 2011-12-15 | RO | Advising on securities | 2011-12-15 | 2019-11-01 |
2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2004-05-07 | 2004-06-01 |
3 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2007-05-16 | 2007-09-21 | Rep | Dealing in securities | 2007-05-16 | 2007-09-21 |
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