Yip, Venz Wing Sze 葉穎詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2010-10-21 | 2011-09-12 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-03-28 | 2017-08-30 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-11-12 | 2017-08-30 |
| 4 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-12-29 | 2020-05-29 |
| 5 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-12-29 | 2020-05-29 |
| 6 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-12-29 | 2020-05-29 |
| 7 | CMBC International Securities Limited | Rep | Advising on securities | 2018-12-03 | 2020-05-29 |
| 8 | CMBC International Securities Limited | Rep | Dealing in securities | 2018-12-03 | 2020-05-29 |
| 9 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-06-30 | |
| 10 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2021-06-30 | |
| 11 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-06-30 |
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