Cai, Yulong (SFC:AXT416) 蔡宇龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-04-23 | 2016-10-24 | Rep | Advising on securities | 2015-04-23 | 2016-10-24 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2015-04-23 | 2016-10-24 |
| 3 | CMB International Capital Limited | Rep | Advising on corporate finance | 2017-05-17 | 2021-08-31 | Rep | Dealing in securities | 2017-05-17 | 2021-08-31 |
| 4 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2011-08-02 | 2016-01-01 | Rep | Advising on securities | 2011-08-02 | 2016-01-01 | Rep | Dealing in securities | 2011-08-02 | 2016-01-01 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2021-11-01 | 2022-03-04 | Rep | Dealing in securities | 2021-11-01 | 2022-03-04 | RO | Dealing in securities | 2022-03-04 | RO | Advising on corporate finance | 2022-03-04 | 2022-11-24 | Rep | Advising on corporate finance | 2022-11-24 |
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