Cai, Yulong (SFC:AXT416) 蔡宇龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Dealing in securities | 2022-03-04 | |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2022-11-24 | |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2011-08-02 | 2016-01-01 |
| 4 | CSI Corporate Finance (HK) Limited | Rep | Advising on securities | 2011-08-02 | 2016-01-01 |
| 5 | CSI Corporate Finance (HK) Limited | Rep | Dealing in securities | 2011-08-02 | 2016-01-01 |
| 6 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-04-23 | 2016-10-24 |
| 7 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2015-04-23 | 2016-10-24 |
| 8 | CLSA LIMITED | Rep | Dealing in securities | 2015-04-23 | 2016-10-24 |
| 9 | CMB International Capital Limited | Rep | Advising on corporate finance | 2017-05-17 | 2021-08-31 |
| 10 | CMB International Capital Limited | Rep | Dealing in securities | 2017-05-17 | 2021-08-31 |
| 11 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2021-11-01 | 2022-03-04 |
| 12 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-11-01 | 2022-03-04 |
| 13 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on corporate finance | 2022-03-04 | 2022-11-24 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy