Hon, Hau Ngai 韓巧藝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2015-07-13 | 2018-11-30 | Rep | Dealing in securities | 2015-07-13 | 2018-11-30 |
2 | BOCOM International Securities Limited | Rep | Advising on securities | 2015-07-13 | 2018-11-30 | Rep | Dealing in securities | 2015-07-13 | 2018-11-30 |
3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2018-12-21 | 2019-06-17 | Rep | Advising on securities | 2018-12-21 | 2019-06-17 | Rep | Dealing in securities | 2018-12-21 | 2019-06-17 | RO | Advising on corporate finance | 2019-06-17 | RO | Dealing in securities | 2019-06-17 | RO | Advising on securities | 2019-06-17 | 2024-02-23 |
4 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-11-01 | 2015-06-09 | Rep | Advising on securities | 2013-11-01 | 2015-06-09 |
5 | CLSA LIMITED | Rep | Dealing in securities | 2013-11-01 | 2015-06-09 | Rep | Advising on securities | 2015-01-13 | 2015-06-09 |
6 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2006-06-21 | 2013-10-31 | Rep | Dealing in securities | 2006-06-21 | 2013-10-31 | Rep | Advising on securities | 2007-09-27 | 2013-10-31 |
7 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-12-21 | Rep | Dealing in securities | 2018-12-21 |
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