Luo, Yong (SFC:ANR807) 羅咏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-11-01 | 2016-08-29 | Rep | Advising on securities | 2013-11-01 | 2016-08-29 | RO | Advising on corporate finance | 2016-08-29 | 2017-05-02 | RO | Advising on securities | 2016-08-29 | 2017-05-02 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2013-11-01 | 2016-08-29 | Rep | Advising on securities | 2014-12-30 | 2017-05-02 | RO | Dealing in securities | 2016-08-29 | 2017-05-02 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2006-07-28 | 2013-10-31 | Rep | Dealing in securities | 2006-07-28 | 2013-10-31 | Rep | Advising on securities | 2007-09-27 | 2013-10-31 |
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