Shen, Yue (SFC:APK242) 沈越
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-07-05 | 2021-09-14 | Rep | Advising on securities | 2021-07-05 | 2021-09-14 | Rep | Dealing in securities | 2021-07-05 | 2021-09-14 | RO | Advising on corporate finance | 2021-09-14 | 2023-06-26 | RO | Advising on securities | 2021-09-14 | 2023-06-26 | RO | Dealing in securities | 2021-09-14 | 2023-06-26 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-04-24 | 2020-01-06 | Rep | Advising on securities | 2015-04-24 | 2020-01-06 | RO | Advising on corporate finance | 2020-01-06 | 2021-04-30 | RO | Advising on securities | 2020-01-06 | 2021-04-30 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2015-04-24 | 2020-01-06 | RO | Dealing in securities | 2020-01-06 | 2021-04-30 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-08-14 | 2008-12-10 | Rep | Advising on securities | 2007-08-14 | 2008-12-10 | Rep | Dealing in securities | 2007-08-14 | 2008-12-10 |
| 5 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2009-05-14 | 2016-01-01 | Rep | Advising on securities | 2009-05-14 | 2016-01-01 | Rep | Dealing in securities | 2009-05-14 | 2016-01-01 |
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