Siu, Pui Sun 蕭培燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2007-09-25 | 2010-06-02 | Rep | Dealing in securities | 2007-09-25 | 2010-06-02 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2007-09-25 | 2010-06-02 |
| 3 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-05-21 | 2020-11-27 | Rep | Asset management | 2014-05-21 | 2020-11-27 | Rep | Dealing in securities | 2014-05-21 | 2020-11-27 |
| 4 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2011-05-09 | 2011-10-26 | Rep | Advising on securities | 2011-05-09 | 2011-10-26 | Rep | Dealing in securities | 2011-05-09 | 2011-10-26 |
| 5 | Guolian Securities International Asset Management Co., Limited | Rep | Asset management | 2021-01-22 | 2021-08-13 |
| 6 | Guolian Securities International Capital Co., Limited | Rep | Advising on securities | 2021-01-22 | 2021-08-13 | Rep | Dealing in securities | 2021-01-22 | 2021-08-13 |
| 7 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2010-07-05 | 2010-09-27 | Rep | Dealing in securities | 2010-07-05 | 2010-09-27 |
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