Wang, Jian (SFC:AQD161) 王健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-04-24 | 2015-07-17 | Rep | Advising on securities | 2015-04-24 | 2015-07-17 |
2 | CLSA LIMITED | Rep | Dealing in securities | 2015-04-24 | 2015-07-17 |
3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2007-12-11 | 2015-07-17 | Rep | Advising on securities | 2007-12-11 | 2015-07-17 | Rep | Dealing in securities | 2007-12-11 | 2015-07-17 |
4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-05-24 | 2021-10-06 | RO | Advising on corporate finance | 2021-10-06 |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-05-24 | Rep | Advising on securities | 2023-02-10 |
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