Wang, Xiao (SFC:ARI071) 王瀟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-04-24 | 2016-08-05 | Rep | Advising on securities | 2015-04-24 | 2016-08-05 | RO | Advising on corporate finance | 2016-08-05 | 2021-07-16 | RO | Advising on securities | 2016-08-05 | 2021-07-16 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2015-04-24 | 2016-08-05 | RO | Dealing in securities | 2016-08-05 | 2021-07-16 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2008-07-11 | 2016-01-01 | Rep | Advising on securities | 2008-07-11 | 2016-01-01 | Rep | Dealing in securities | 2008-07-11 | 2016-01-01 |
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