Xu, Xu (SFC:AVL306) 許煦

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CSI Corporate Finance (HK) Limited Rep Advising on corporate finance 2010-07-05 2015-05-01
CITIC Securities (Hong Kong) Limited Rep 2015-04-24 2015-05-01
2 CSI Corporate Finance (HK) Limited Rep Advising on securities 2010-07-05 2015-05-01
CITIC Securities (Hong Kong) Limited Rep 2015-04-24 2015-05-01
Yunfeng Financial Markets Limited Rep 2016-11-04 2019-12-05
Yunfeng Securities Limited Rep 2017-05-15 2019-12-05
Lu International (Hong Kong) Limited Rep 2020-02-28 2020-04-07
Lu International (Hong Kong) Limited RO 2020-04-07 2022-07-31
3 Yunfeng Asset Management Limited Rep Asset management 2018-04-03 2019-12-05
Lu International (Hong Kong) Limited Rep 2020-02-28 2020-04-07
Lu International (Hong Kong) Limited RO 2020-04-07 2022-07-31
4 CSI Corporate Finance (HK) Limited Rep Dealing in securities 2010-07-05 2015-05-01
CLSA LIMITED Rep 2015-04-24 2015-05-01
Yunfeng Financial Markets Limited Rep 2016-11-04 2019-10-31
Yunfeng Securities Limited Rep 2016-11-04 2019-10-31
Yunfeng Financial Markets Limited RO 2019-10-31 2019-12-05
Yunfeng Securities Limited RO 2019-10-31 2019-12-05
Lu International (Hong Kong) Limited Rep 2020-06-17 2020-07-09
Lu International (Hong Kong) Limited RO 2020-07-09 2022-07-31

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