Xu, Xu (SFC:AVL306) 許煦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yunfeng Securities Limited | Rep | Dealing in securities | 2016-11-04 | 2019-10-31 | Rep | Advising on securities | 2017-05-15 | 2019-12-05 | RO | Dealing in securities | 2019-10-31 | 2019-12-05 |
| 2 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2016-11-04 | 2019-10-31 | Rep | Advising on securities | 2016-11-04 | 2019-12-05 | RO | Dealing in securities | 2019-10-31 | 2019-12-05 |
| 3 | Yunfeng Asset Management Limited | Rep | Asset management | 2018-04-03 | 2019-12-05 |
| 4 | Lu International (Hong Kong) Limited | Rep | Advising on securities | 2020-02-28 | 2020-04-07 | Rep | Asset management | 2020-02-28 | 2020-04-07 | RO | Advising on securities | 2020-04-07 | 2022-07-31 | RO | Asset management | 2020-04-07 | 2022-07-31 | Rep | Dealing in securities | 2020-06-17 | 2020-07-09 | RO | Dealing in securities | 2020-07-09 | 2022-07-31 |
| 5 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2010-07-05 | 2015-05-01 | Rep | Advising on securities | 2010-07-05 | 2015-05-01 | Rep | Dealing in securities | 2010-07-05 | 2015-05-01 |
| 6 | CLSA LIMITED | Rep | Dealing in securities | 2015-04-24 | 2015-05-01 |
| 7 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-04-24 | 2015-05-01 | Rep | Advising on securities | 2015-04-24 | 2015-05-01 |
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