Yang, Hai (SFC:AXI228) 楊海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-04-24 | 2015-05-01 | Rep | Advising on securities | 2015-04-24 | 2015-05-01 |
| 2 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on corporate finance | 2017-08-30 | 2019-08-19 | Rep | Advising on securities | 2018-05-28 | 2019-08-22 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2015-04-24 | 2015-05-01 | Rep | Dealing in securities | 2018-05-28 | 2019-08-22 |
| 4 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2011-06-01 | 2015-05-01 | Rep | Advising on securities | 2011-06-01 | 2015-05-01 | Rep | Dealing in securities | 2011-06-01 | 2015-05-01 |
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