Chen, Xiaolong (SFC:AXY960) 陳小龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Futures International Company Limited | Rep | Dealing in futures contracts | 2016-05-26 | 2016-10-26 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2011-08-26 | 2016-04-07 |
| 3 | Rui Da International Finance Holding Limited | Rep | Dealing in futures contracts | 2016-11-09 | 2017-02-14 | RO | Dealing in futures contracts | 2017-02-14 | 2021-07-15 |
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