Li, Lu (SFC:AWW550) 李璐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2011-03-01 | 2013-11-29 | Rep | Asset management | 2011-03-01 | 2013-11-29 |
| 2 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-12-11 | 2020-04-15 | Rep | Asset management | 2019-12-11 | 2020-04-15 | Rep | Dealing in securities | 2019-12-18 | 2020-04-15 | RO | Advising on securities | 2020-04-15 | RO | Asset management | 2020-04-15 | RO | Dealing in securities | 2020-04-15 |
| 3 | ABCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-12-12 | 2014-01-29 | Rep | Asset management | 2013-12-12 | 2014-01-29 | RO | Advising on securities | 2014-01-29 | 2019-11-19 | RO | Asset management | 2014-01-29 | 2019-11-19 |
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