Ng, Shiu Cheong 吳兆昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2010-07-07 | 2011-09-24 | Rep | Asset management | 2010-07-07 | 2011-09-24 |
| 2 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | RO | Advising on securities | 2007-08-21 | 2009-08-21 | RO | Asset management | 2007-08-21 | 2009-08-21 |
| 3 | Korea Investment Management Asia Limited | RO | Advising on securities | 2009-08-21 | 2010-06-18 | RO | Asset management | 2009-08-21 | 2010-06-18 |
| 4 | MEAG Hong Kong Limited | RO | Advising on securities | 2005-09-14 | 2007-07-01 | RO | Asset management | 2005-09-14 | 2007-07-01 |
| 5 | Nikko Asset Management Hong Kong Limited | RO | Advising on securities | 2004-06-15 | RO | Asset management | 2004-06-15 |
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