Wong, Stephen (SFC:AJO207) 黃錦豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Integrity Investment Limited | Rep | Advising on securities | 2008-06-23 | 2008-08-19 | Rep | Asset management | 2008-06-23 | 2008-08-19 |
| 2 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2008-09-11 | 2011-11-17 | Rep | Asset management | 2008-09-11 | 2011-11-17 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2011-12-02 | Rep | Dealing in futures contracts | 2011-12-02 | Rep | Dealing in securities | 2011-12-02 | Rep | Advising on futures contracts | 2011-12-02 | 2016-06-10 | Rep | Advising on securities | 2011-12-02 | 2016-06-10 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-03-19 | 2008-04-30 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-03-19 | 2008-04-30 | Rep | Dealing in securities | 2004-03-19 | 2008-04-30 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2004-03-19 | 2008-04-30 |
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