Xue, Yan (SFC:ATX492) 薛岩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2016-09-13 | 2019-03-15 | Rep | Asset management | 2016-09-13 | 2019-03-15 | Rep | Dealing in securities | 2016-09-13 | 2019-03-15 | RO | Advising on securities | 2019-03-15 | RO | Asset management | 2019-03-15 | RO | Dealing in securities | 2019-03-15 |
| 2 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2009-10-07 | 2016-05-31 | Rep | Asset management | 2009-10-07 | 2016-05-31 | Rep | Dealing in securities | 2015-02-10 | 2016-05-31 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2015-11-23 | 2016-02-29 | Rep | Dealing in securities | 2015-11-23 | 2016-05-31 |
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