Chen, James Zhao Teng 陳騰昭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2009-02-26 | 2014-03-31 | RO | Asset management | 2009-02-26 | 2014-03-31 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2008-04-29 | 2009-02-26 | RO | Dealing in securities | 2009-02-26 | 2014-03-31 | Rep | Dealing in futures contracts | 2013-06-03 | 2014-03-31 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-04-29 | 2009-02-26 | RO | Dealing in futures contracts | 2009-02-26 | 2013-08-31 |
| 4 | Neo Risk Investment Advisors Limited | RO | Advising on securities | 2015-02-05 | 2020-03-31 | RO | Asset management | 2015-02-05 | 2020-03-31 |
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