Cheung, Kit Sum 張潔心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2005-05-20 | Rep | Advising on securities | 2005-05-20 | Rep | Asset management | 2005-05-20 | RO | Advising on futures contracts | 2005-05-20 | 2006-01-11 | RO | Advising on securities | 2005-05-20 | 2006-01-11 | RO | Asset management | 2005-05-20 | 2006-01-11 | RO | Dealing in securities | 2005-05-20 | 2006-01-11 |
| 2 | CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2009-06-17 | 2009-08-04 | Rep | Asset management | 2009-06-17 | 2009-08-04 | RO | Advising on securities | 2009-08-04 | 2015-12-03 | RO | Asset management | 2009-08-04 | 2015-12-03 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-06-17 | 2015-12-03 | Rep | Dealing in futures contracts | 2013-06-03 | 2015-12-03 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-06-17 | 2013-08-31 |
| 5 | CreditEase Wealth Management (HK) Limited | Rep | Advising on securities | 2015-12-23 | 2016-01-25 | Rep | Asset management | 2015-12-23 | 2016-01-25 | RO | Advising on securities | 2016-01-25 | 2016-10-20 | RO | Asset management | 2016-01-25 | 2016-10-20 |
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