Collard, Jeremy David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Neo Risk Investment Advisors Limited | Rep | Advising on securities | 2015-06-03 | 2015-07-13 | Rep | Asset management | 2015-06-03 | 2015-07-13 | RO | Advising on securities | 2015-07-13 | 2016-10-03 | RO | Asset management | 2015-07-13 | 2016-10-03 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-07-30 | 2013-08-31 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-07-30 | 2014-11-30 | Rep | Dealing in futures contracts | 2013-06-03 | 2014-11-30 |
| 4 | CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2007-02-16 | 2014-11-30 | RO | Asset management | 2007-02-16 | 2014-11-30 |
| 5 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2019-05-09 | Rep | Dealing in futures contracts | 2019-10-11 |
| 6 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2018-11-15 | 2018-12-10 | Rep | Asset management | 2018-11-15 | 2018-12-10 | RO | Advising on securities | 2018-12-10 | RO | Asset management | 2018-12-10 | RO | Dealing in securities | 2022-12-20 |
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