Kim, Harold Ho Young
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2007-02-16 | 2013-02-28 | RO | Asset management | 2007-02-16 | 2013-02-28 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-16 | Rep | Advising on securities | 2003-10-16 | Rep | Asset management | 2003-10-16 | Rep | Automated trading services | 2003-10-16 | Rep | Dealing in securities | 2008-12-22 | RO | Dealing in securities | 2008-12-22 | 2013-02-28 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RO | Advising on futures contracts | 2003-10-13 | RO | Asset management | 2003-10-13 | RO | Dealing in futures contracts | 2003-10-16 | Rep | Dealing in futures contracts | 2003-10-16 | 2008-12-22 | RO | Dealing in futures contracts | 2008-12-22 | 2013-02-28 |
| 4 | Neo Risk Investment Advisors Limited | RO | Advising on securities | 2015-02-05 | RO | Asset management | 2015-02-05 |
| 5 | Synergy Fund Management Group Limited | Rep | Advising on securities | 2013-07-30 | 2013-08-22 | Rep | Asset management | 2013-07-30 | 2013-08-22 | RO | Advising on securities | 2013-08-22 | 2014-12-31 | RO | Asset management | 2013-08-22 | 2014-12-31 |
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