Li, Song (SFC:ANP431) 李松
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2006-08-09 | 2008-11-03 | Rep | Advising on securities | 2006-08-09 | 2008-11-03 | Rep | Asset management | 2006-08-09 | 2008-11-03 | Rep | Dealing in securities | 2006-08-09 | 2008-11-03 |
| 2 | CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2010-06-03 | 2010-07-26 | Rep | Asset management | 2010-06-03 | 2010-07-26 | RO | Advising on securities | 2010-07-26 | 2011-02-15 | RO | Asset management | 2010-07-26 | 2011-02-15 | Rep | Advising on securities | 2011-02-15 | 2011-04-12 | Rep | Asset management | 2011-02-15 | 2011-04-12 | RO | Advising on securities | 2011-04-12 | 2023-08-22 | RO | Asset management | 2011-04-12 | 2023-08-22 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-06-03 | 2023-08-22 | Rep | Dealing in futures contracts | 2013-06-03 | 2023-08-22 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-03 | 2013-08-31 |
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