Chiang, Hok Yuen 蔣學源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-10 | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Dealing in securities | 2005-05-24 | RO | Dealing in securities | 2005-05-24 | RO | Automated trading services | 2005-05-24 | 2005-08-03 | Rep | Dealing in futures contracts | 2016-08-31 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-17 | 2005-05-24 | RO | Dealing in securities | 2005-05-24 | 2013-08-31 |
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