Poon, Cho Fai 潘祖輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-06-18 | 2005-06-02 | RO | Dealing in securities | 2005-06-02 | 2017-09-27 | RO | Advising on corporate finance | 2009-01-15 | 2017-09-27 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-06-18 | 2005-06-02 | RO | Dealing in securities | 2005-06-02 | 2012-01-31 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Automated trading services | 2004-05-31 | Rep | Dealing in securities | 2004-05-31 |
| 4 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-09-10 | 2020-06-16 |
| 5 | XCap Partners Limited | RO | Advising on corporate finance | 2020-07-02 | RO | Advising on securities | 2020-07-02 | RO | Dealing in securities | 2020-07-02 | RO | Asset management | 2024-01-12 |
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