Ratliff, David Talmadge
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-03-10 | 2021-12-17 | Rep | Dealing in securities | 2017-03-10 | 2021-12-17 |
| 2 | Citigroup Global Markets Asia Limited | RO | Automated trading services | 2005-08-03 | RO | Dealing in securities | 2015-11-05 | RO | Automated trading services | 2009-09-23 | 2015-11-05 | RO | Dealing in futures contracts | 2013-04-26 | 2015-11-05 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RO | Dealing in futures contracts | 2013-08-31 | RO | Dealing in securities | 2003-10-15 | 2013-08-31 |
| 4 | Wells Fargo Securities Asia Limited | Rep | Dealing in securities | 2022-04-01 | 2022-05-11 | RO | Advising on corporate finance | 2022-05-11 | RO | Advising on securities | 2022-05-11 | RO | Dealing in securities | 2022-05-11 |
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