Tsang, Rodney Ling Kay 曾令祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2009-12-15 | 2010-11-24 | Rep | Dealing in securities | 2009-12-15 | 2010-11-24 | RO | Advising on corporate finance | 2010-11-24 | 2013-05-05 | RO | Dealing in securities | 2010-11-24 | 2013-05-05 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-15 | 2010-11-24 | RO | Dealing in securities | 2010-11-24 | 2012-01-31 |
| 3 | Credit Suisse (Hong Kong) Limited | RO | Advising on corporate finance | 2005-07-21 | 2007-02-21 | RO | Advising on securities | 2005-07-21 | 2007-02-21 | RO | Dealing in securities | 2005-07-21 | 2007-02-21 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Asset management | 2005-01-03 | Rep | Advising on corporate finance | 2006-08-18 | Rep | Advising on securities | 2006-08-18 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-04-20 | 2009-09-17 | Rep | Advising on securities | 2007-04-20 | 2009-09-17 | Rep | Dealing in securities | 2007-04-20 | 2009-09-17 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-04-20 | 2009-09-17 | Rep | Advising on securities | 2007-04-20 | 2009-09-17 | Rep | Dealing in securities | 2007-04-20 | 2009-09-17 |
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