Zhang, Richard (SFC:AJE751)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2007-08-27 | 2010-07-09 | Rep | Dealing in securities | 2007-08-27 | 2010-07-09 | RO | Advising on corporate finance | 2010-07-09 | 2012-06-05 | RO | Dealing in securities | 2010-07-09 | 2012-06-05 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-27 | 2010-07-09 | RO | Dealing in securities | 2010-07-09 | 2012-01-31 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-11-03 | 2006-05-22 | Rep | Advising on securities | 2003-11-03 | 2006-05-22 | Rep | Dealing in securities | 2003-11-03 | 2006-05-22 | Rep | Advising on corporate finance | 2012-07-03 | 2012-08-30 | Rep | Advising on securities | 2012-07-03 | 2012-08-30 | Rep | Dealing in securities | 2012-07-03 | 2012-08-30 | RO | Advising on corporate finance | 2012-08-30 | 2016-03-21 | RO | Advising on securities | 2012-08-30 | 2016-03-21 | RO | Dealing in securities | 2012-08-30 | 2016-03-21 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2003-11-03 | 2006-05-22 | Rep | Advising on securities | 2005-04-22 | 2006-05-22 | Rep | Dealing in securities | 2005-04-22 | 2006-05-22 | Rep | Advising on corporate finance | 2012-07-03 | 2012-08-30 | Rep | Dealing in securities | 2012-07-03 | 2012-08-30 | RO | Advising on corporate finance | 2012-08-30 | 2016-03-21 | RO | Advising on securities | 2012-08-30 | 2016-03-21 | RO | Dealing in securities | 2012-08-30 | 2016-03-21 |
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