Baek, June Seok 白埈錫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brickfield Partners Limited | Rep | Asset management | 2020-10-06 | 2020-11-19 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-07-30 | 2004-09-23 | Rep | Dealing in securities | 2006-10-23 | 2008-12-18 | Rep | Dealing in securities | 2010-04-07 | 2015-01-30 | Rep | Advising on securities | 2011-09-05 | 2015-01-30 | Rep | Dealing in futures contracts | 2013-06-03 | 2015-01-30 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-07-30 | 2004-09-23 | Rep | Dealing in futures contracts | 2006-10-23 | 2008-12-18 | Rep | Dealing in futures contracts | 2010-04-07 | 2013-08-31 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2019-05-30 | 2020-07-24 | Rep | Dealing in securities | 2019-05-30 | 2020-07-24 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-10-21 | 2006-09-23 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-04-24 | 2006-09-23 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-04-24 | 2006-09-23 |
| 8 | Neo Risk Investment Advisors Limited | Rep | Advising on securities | 2015-04-21 | 2018-04-28 | Rep | Asset management | 2015-04-21 | 2018-04-28 |
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