Borch, Michael (SFC:AHM899)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2009-01-23 | 2014-05-29 | Rep | Dealing in securities | 2009-01-23 | 2014-05-29 | RO | Advising on corporate finance | 2014-05-29 | 2016-11-01 | RO | Dealing in securities | 2014-05-29 | 2016-11-01 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-23 | 2012-01-31 |
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