Cai, Chong 蔡翀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-05-15 | 2017-06-16 | Rep | Advising on securities | 2014-05-15 | 2017-06-16 | Rep | Dealing in securities | 2014-05-15 | 2017-06-16 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-08-21 | 2007-01-25 | Rep | Dealing in securities | 2006-08-21 | 2007-01-25 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-04 | 2012-01-31 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2007-05-04 | 2013-01-14 | Rep | Dealing in securities | 2007-05-04 | 2013-01-14 |
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