Chan, Che Kan 陳自勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2007-09-06 | 2010-07-24 | Rep | Dealing in securities | 2007-09-06 | 2010-07-24 | Rep | Dealing in futures contracts | 2010-01-19 | 2010-07-24 | Rep | Advising on futures contracts | 2018-02-02 | 2019-03-25 | Rep | Advising on securities | 2018-02-02 | 2019-03-25 | Rep | Dealing in futures contracts | 2018-02-02 | 2019-03-25 | Rep | Dealing in securities | 2018-02-02 | 2019-03-25 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-02-15 | 2012-05-21 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-02-15 | 2012-05-21 | Rep | Dealing in securities | 2011-02-15 | 2012-05-21 |
| 4 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2006-04-26 | 2006-11-01 |
| 5 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2005-11-29 | 2006-05-22 |
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