Chan, Hoi Ling (SFC:ALR712) 陳凱玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BKHK Limited | Rep | Advising on securities | 2005-04-18 | 2006-09-29 | Rep | Asset management | 2005-04-18 | 2006-09-29 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2006-09-30 | 2007-08-07 | Rep | Asset management | 2006-09-30 | 2007-08-07 | Rep | Dealing in securities | 2006-09-30 | 2007-08-07 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-08-23 | 2008-11-19 | Rep | Advising on corporate finance | 2007-09-21 | 2008-11-19 | Rep | Dealing in securities | 2011-08-05 | 2015-09-05 | Rep | Dealing in futures contracts | 2013-06-21 | 2015-09-05 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-08-05 | 2013-08-31 | Rep | Dealing in securities | 2011-08-05 | 2013-08-31 |
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