Chan, Catherine Sei Wing 陳思穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on securities | 2016-07-21 | Rep | Asset management | 2016-07-21 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2010-04-23 | 2015-09-16 |
| 3 | Mackenzie Investments Asia Limited | Rep | Advising on securities | 2015-09-25 | 2016-06-24 | Rep | Asset management | 2015-09-25 | 2016-06-24 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2007-07-04 | 2010-03-22 | Rep | Dealing in securities | 2007-07-04 | 2010-03-22 |
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