Chan, Wing Tai (SFC:ALF002) 陳永泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2018-08-22 | 2022-08-31 | Rep | Dealing in securities | 2018-08-22 | 2022-08-31 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2018-08-22 | 2022-08-31 | Rep | Advising on securities | 2018-10-11 | 2022-08-31 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2015-03-11 | 2018-08-09 | Rep | Dealing in securities | 2015-03-11 | 2018-08-09 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-09-01 | 2013-02-09 | Rep | Advising on corporate finance | 2008-09-18 | 2013-02-09 |
| 5 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-09-01 | 2012-01-31 |
| 6 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-03-07 | 2013-10-19 | Rep | Dealing in securities | 2013-03-07 | 2013-10-19 | Rep | Advising on corporate finance | 2022-10-03 | 2023-10-13 | Rep | Advising on securities | 2022-10-03 | 2023-10-13 | Rep | Dealing in securities | 2022-10-03 | 2023-10-13 | RO | Advising on corporate finance | 2023-10-13 | RO | Advising on securities | 2023-10-13 | RO | Dealing in securities | 2023-10-13 |
| 7 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-07 | 2013-10-19 | Rep | Dealing in securities | 2022-10-03 | 2023-10-13 | RO | Dealing in securities | 2023-10-13 |
| 8 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-01-15 | 2015-01-08 | Rep | Advising on securities | 2014-01-15 | 2015-01-08 | Rep | Dealing in securities | 2014-01-15 | 2015-01-08 |
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