Chau, Amanda Chi Yan 朱芷欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-07-29 | 2014-03-31 | Rep | Dealing in securities | 2010-07-29 | 2014-03-31 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-29 | 2012-01-31 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-08-23 | 2007-03-15 | Rep | Dealing in securities | 2004-08-23 | 2007-03-15 | Rep | Advising on securities | 2005-04-14 | 2007-03-15 |
| 4 | Hammer Capital Asset Management Limited | Rep | Asset management | 2018-06-08 | 2022-04-21 | Rep | Advising on securities | 2021-01-11 | RO | Asset management | 2022-04-21 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-04-16 | 2010-04-19 | Rep | Advising on securities | 2007-04-16 | 2010-04-19 | Rep | Dealing in securities | 2007-04-16 | 2010-04-19 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-04-16 | 2010-04-19 | Rep | Advising on securities | 2007-04-16 | 2010-04-19 | Rep | Dealing in securities | 2007-04-16 | 2010-04-19 |
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