Chen, Ji (SFC:ANZ537) 陳迹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2006-09-20 | 2011-07-09 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-08-26 | 2020-04-03 | Rep | Dealing in securities | 2011-08-26 | 2020-04-03 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-26 | 2012-01-31 |
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