Chen, Kai (SFC:AIC597) 陳愷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-07-21 | 2016-11-30 | Rep | Advising on securities | 2011-10-24 | 2016-11-30 | Rep | Dealing in futures contracts | 2013-06-21 | 2016-11-30 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-07-21 | 2013-08-31 | Rep | Dealing in securities | 2003-10-15 | 2013-08-31 |
| 3 | GLOBAL VISION CAPITAL LIMITED | RO | Advising on securities | 2016-12-12 | 2017-12-12 | RO | Asset management | 2016-12-12 | 2017-12-12 |
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