Chen, Yu (SFC:AOO228) 陳宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-02-14 | 2009-08-02 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-10-05 | 2016-05-31 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-05 | 2013-08-31 |
| 4 | Futu Securities International (HONG KONG) Limited | RO | Asset management | 2017-08-08 | RO | Advising on securities | 2018-02-09 | 2019-04-09 | RO | Dealing in securities | 2018-02-09 | 2019-04-09 | RO | Automated trading services | 2020-04-15 | RO | Dealing in securities | 2020-04-15 |
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