Chen, Zeen 陳澤恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-01-20 | 2015-05-26 | Rep | Dealing in securities | 2011-01-20 | 2015-05-26 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-20 | 2012-01-31 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2018-08-07 | 2019-03-13 | Rep | Dealing in securities | 2018-08-07 | 2019-03-13 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-06-05 | 2016-07-30 |
| 5 | TradeMaster Securities (Hong Kong) Limited | Rep | Advising on securities | 2023-11-14 | Rep | Asset management | 2023-11-14 | Rep | Dealing in securities | 2023-11-14 |
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