Cheung, Tai Kam 章大今
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-09-21 | 2012-10-15 | Rep | Advising on securities | 2011-09-05 | 2012-10-15 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-09-21 | 2012-10-15 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-11-22 | 2022-03-11 | Rep | Dealing in securities | 2012-11-22 | 2022-03-11 | Rep | Advising on securities | 2016-08-31 | 2022-03-11 | Rep | Advising on futures contracts | 2018-01-16 | 2022-03-11 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2022-06-14 | |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-06-14 |
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