Cheung, Wendy Ho Ting 張皓婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2009-07-07 | 2010-07-15 | Rep | Dealing in securities | 2009-07-07 | 2010-07-15 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-07-20 | 2012-02-10 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-07-20 | 2012-02-10 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-02-17 | 2006-03-17 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-03-27 | 2009-03-31 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-02-16 | 2009-03-31 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-02-16 | 2009-03-31 |
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