Chin, Ching Lan 錢靜蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-06-18 | 2012-11-15 | Rep | Advising on securities | 2011-09-05 | 2012-11-15 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-06-18 | 2012-11-15 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-04-24 | 2014-06-03 | RO | Dealing in futures contracts | 2014-06-03 | 2017-07-16 | RO | Dealing in futures contracts | 2018-08-06 | 2019-06-26 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-04-24 | 2014-06-03 | RO | Dealing in securities | 2014-06-03 | 2017-07-16 | RO | Advising on securities | 2015-01-19 | 2017-07-16 | RO | Dealing in securities | 2018-08-06 | 2019-06-26 |
| 5 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-04-24 | 2014-06-03 | RO | Dealing in securities | 2014-06-03 | 2017-07-16 | RO | Dealing in securities | 2018-08-06 | 2019-06-26 |
| 6 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-02-22 | 2007-04-26 | Rep | Dealing in securities | 2006-02-22 | 2007-04-26 |
| 7 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-02-22 | 2007-04-26 | Rep | Dealing in futures contracts | 2006-02-22 | 2007-04-26 |
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