Choi, Stephen Joon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-03-17 | 2011-09-26 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-03-17 | 2011-09-26 | Rep | Dealing in securities | 2010-03-17 | 2011-09-26 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2007-07-27 | 2008-11-18 |
| 4 | LORA Advisors, Limited | RO | Dealing in securities | 2023-05-22 | 2023-10-30 | RO | Advising on securities | 2023-05-22 | 2024-03-20 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2003-12-15 | 2006-10-11 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2003-12-15 | 2006-10-11 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-12-15 | 2006-10-11 |
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