Chow, Hoi Shan 周凱珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-05-27 | 2013-06-07 | Rep | Dealing in securities | 2011-05-27 | 2013-06-07 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-27 | 2012-01-31 |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-06-25 | 2014-09-04 | Rep | Dealing in securities | 2013-06-25 | 2014-09-04 | Rep | Advising on corporate finance | 2017-11-08 | 2021-01-21 | Rep | Dealing in securities | 2017-11-08 | 2021-01-21 | Rep | Advising on securities | 2018-09-06 | 2021-01-21 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-11-08 | 2021-01-21 |
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