Chu, Ellis Bih Hsin 朱璧辛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-09-24 | 2008-09-29 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-09-24 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2010-05-15 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2010-05-15 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-30 | 2010-05-15 |
| 6 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-06 | 2012-01-31 |
| 7 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-09-06 | 2013-07-25 |
| 8 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-09-06 | 2013-07-25 |
| 9 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2013-09-30 | 2014-08-27 |
| 10 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2013-09-30 | 2014-08-27 |
| 11 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-09-30 | 2014-08-27 |
| 12 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2013-09-30 | 2014-08-27 |
| 13 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2013-09-30 | 2014-08-27 |
| 14 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2013-09-30 | 2014-08-27 |
| 15 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on corporate finance | 2014-08-27 | 2017-03-02 |
| 16 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on securities | 2014-08-27 | 2017-03-02 |
| 17 | Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2014-08-27 | 2017-03-02 |
| 18 | Merrill Lynch Far East Limited | RO | Advising on corporate finance | 2014-08-27 | 2017-03-02 |
| 19 | Merrill Lynch Far East Limited | RO | Advising on securities | 2014-08-27 | 2017-03-02 |
| 20 | Merrill Lynch Far East Limited | RO | Dealing in securities | 2014-08-27 | 2017-03-02 |
| 21 | Ion Pacific Limited | Rep | Advising on corporate finance | 2017-08-18 | 2017-11-01 |
| 22 | Ion Pacific Limited | Rep | Advising on securities | 2017-08-18 | 2017-11-01 |
| 23 | Ion Pacific Limited | Rep | Dealing in securities | 2017-08-18 | 2017-11-01 |
| 24 | Ion Pacific Limited | RO | Advising on corporate finance | 2017-11-01 | 2018-05-25 |
| 25 | Ion Pacific Limited | RO | Advising on securities | 2017-11-01 | 2018-05-25 |
| 26 | Ion Pacific Limited | RO | Dealing in securities | 2017-11-01 | 2018-05-25 |
| 27 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2022-08-25 | |
| 28 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2022-08-25 | |
| 29 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2022-08-25 |
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