Ding, Hanzhi 丁涵之

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BIL Wealth Management Limited RO Advising on securities 2020-10-16
RO Asset management 2020-10-16
RO Dealing in securities 2020-10-16
2 Citigroup Global Markets Asia Limited Rep Advising on securities 2008-05-13 2012-03-19
3 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Advising on securities 2016-09-30 2016-11-16
RO Advising on securities 2016-11-16 2020-05-11
4 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2013-07-22 2016-06-29
Rep Dealing in securities 2013-07-22 2016-06-29
5 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2012-04-16 2013-05-25

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