Ding, Hanzhi 丁涵之
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BIL Wealth Management Limited | RO | Advising on securities | 2020-10-16 | RO | Asset management | 2020-10-16 | RO | Dealing in securities | 2020-10-16 |
2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2008-05-13 | 2012-03-19 |
3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2016-09-30 | 2016-11-16 | RO | Advising on securities | 2016-11-16 | 2020-05-11 |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2013-07-22 | 2016-06-29 | Rep | Dealing in securities | 2013-07-22 | 2016-06-29 |
5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2012-04-16 | 2013-05-25 |
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