Ding, Xiao (SFC:AUW138) 丁晓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-03-09 | 2012-07-27 | Rep | Dealing in securities | 2010-03-09 | 2012-07-27 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-09 | 2012-01-31 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2014-08-25 | 2016-03-03 | Rep | Dealing in securities | 2014-08-25 | 2016-03-03 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2016-04-22 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2018-05-26 |
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